Chuck Subrt

Chuck Subrt

Director, Fraud & AML Practice

Areas of Expertise: Anti-Money Laundering, Compliance, Global Anti-Corruption, Know Your Customer (KYC), Life/Annuities/Benefits, Machine Learning and AI, Sanctions Screening

Charles (Chuck) Subrt is the Director of Aite-Novarica’s Fraud & AML practice, and he covers anti-money laundering and compliance issues. Chuck brings to Aite-Novarica 20 years of legal and compliance experience and a deep expertise advising business leaders, driving change, and establishing strong, self-sustaining AML and financial crime compliance and risk management programs at a global financial services company. For the past 10 years, Chuck led multiple compliance functions for Sun Life Financial, where he delivered strategic and thought leadership as well as instilled vibrant risk management practices. During his seven-year tenure as the Chief AML Officer, he elevated Sun Life’s global AML frameworks and systems to industry best practices and introduced significant process improvements. Orchestrating numerous AML system transformation and integration projects, Chuck successfully leveraged technology and innovation to advance risk mitigation and promote more efficient day-to-day business activities. And to drive enhanced AML risk awareness and greater control effectiveness across all business lines, he designed new and innovative risk assessment and testing methodologies. Prior to Sun Life, Chuck co-founded a Boston-based regional company servicing and consulting on tax-deferred exchange transactions for individual and corporate clients. Chuck's early career roles include practicing law in Massachusetts. Chuck earned his Juris Doctor at Boston College Law School and his Bachelor of Arts at Colgate University. Recognized as a thought leader within the AML compliance community, he served on an AML working committee for a global insurer’s chief compliance officer forum. Traveling extensively throughout Canada, the U.K., and Asia, he has a broad understanding of different geographies and cultures as well as how they operate and do business.

Webinars

Tuesday, January 25, 2022 | 11:00 a.m. ET
Clients, please be sure to login to view the full on-demand recording of the webinar. If you’re not a client and you’re interested in viewing the on-demand recording of the webinar, please click here. [Recording Available] Join Aite-Novarica Group Fraud & AML Practice...
Wednesday, September 1, 2021 | 10:00 a.m. ET
By operating in silos, blind spots are inevitable. Without a holistic view of your customers, you could be missing existing financial crime risks. For better risk management, a deep understanding of your customers is required. Only by fusing together all activities, transactional and non-...

Blogs

May 23, 2022
Fighting financial crime always feels like an uphill battle. Fraudsters, money launderers, and terrorists never stand still. They evolve, constantly seeking new ways to commit their crimes. Digital acceleration, growing adoption of faster payments, and increasing consumer expectations for friction-free experiences have all expanded the wealth of opportunities for exploitation. For financial...
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February 3, 2022
The emergence of the COVID-19 pandemic in 2020 drastically changed how people live and work. Digital experiences and channels became more important than ever. Businesses and financial institutions had to catch up by ensuring they offered digital transaction and delivery capabilities. But in addition to positive developments in these areas, organized crime rings prospered by exploiting new...
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