Vinod Jain

Vinod Jain

Strategic Advisor

Areas of Expertise: Blockchain/DLT, Brokerage Operations and Compliance, Buy-Side Research, Cash Management, Cloud, Compliance, Corporate Actions, Credit/Interest Rate, Custody, Customer Onboarding, Data Management, Digital Transformation, Equities Market, Financial Market Infrastructure, Fixed Income, Foreign Exchange, Front-Office Trading Technology, Fund Administration, Know Your Customer (KYC), Liquidity Management, Listed and OTC Derivatives, Machine Learning and AI, Market Structure, Post-Trade Processing and Technology, Regulations, Vendor Management

Vinod Jain is a Strategic Advisor who supports the efforts of Aite-Novarica’s Capital Markets team, focusing on distributed ledger technology, tokenization, central bank digital currencies, stablecoins, cryptocurrencies, private markets (equity and credit), institutional trading operations, post-trade processing, surveillance (trade, market, and communication), and regulatory compliance across equity, fixed income, and OTC derivatives.

Vinod brings to Aite-Novarica Group over 20 years of experience in the capital markets. He has authored articles in leading publications, been quoted in leading publications, participated in industry working groups, and moderated industry conference discussions. Vinod is an expert at providing strategy and operations consulting, and he has worked in trade operations and conducted audits.

Most recently, Vinod served as an Advisory Director and Sales Manager for EZOPS, a fintech firm specializing in data control in post-trade processing. He held various consulting roles at PwC, Headstrong (Genpact), and Wipro Technologies in leading strategy, operations, and regulatory transformation engagements for broker-dealers, asset managers, custody banks, and investment banks. He has also developed an advisory and domain consulting practice, partnered with market utilities and vendors, and negotiated contracts to provide consulting and advisory services. He has led the creation of technical intellectual property across audit, regulatory assurance and reporting, collateral management, and reconciliation.

Vinod has also managed the transition of trust and securities process operations from the U.K. and Luxembourg to delivery centers in India. He started his professional career with National Security Depository Limited, India, conducting operations and compliance audits of stockbrokers, clearinghouses, and transfer agents.

He has an MBA in Finance from Pune University and is a member of The Institute of Cost Accountants of India.

Webinars

Tuesday, January 18, 2022 | 11:00 a.m. ET
Clients, please be sure to login to view the full on-demand recording of the webinar. If you’re not a client and you’re interested in viewing the on-demand recording of the webinar, please click here. [Recording Available] Join the Aite-Novarica Group Capital Markets Practice...
Wednesday, November 17, 2021 | 11:00 a.m. ET
  Clients, please be sure to login to view the full on-demand recording of the webinar. If you’re not a client and you’re interested in viewing the on-demand recording of the webinar, please click here. (RECORDING AVAILABLE) Efficient securities and cash movement...

Blogs

November 17, 2022
In the institutional market, understanding the business model of your counterparties is paramount. Following the financial crisis of 2008, regulatory initiatives in the over-the-counter (OTC) derivatives market have made this a key focus. The question is: Will the FTX bankruptcy be enough to push through new reforms in the digital assets markets? A lot more will be uncovered in the coming...
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September 6, 2022
The idea of a one-stop capital provider may soon become a reality thanks to a growing number of alternative investment managers. Private credit markets offer strong cash yields and high returns, as well as the chance to diversify an investment portfolio. But the increase in private market deals means that capital markets firms need better processes to manage their deal life cycles.  There...
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