Vinod Jain

Vinod Jain

Strategic Advisor

Areas of Expertise: Compliance, Customer Onboarding, Data Management, Post-Trade Processing and Technology, Regulations, Vendor Management

Vinod Jain is a Strategic Advisor who supports the efforts of Aite-Novarica’s Capital Markets team, focusing on institutional trading operations, post-trade processing, audit and regulatory compliance, and data management across equity, fixed income, and OTC derivatives.

Vinod brings to Aite-Novarica over 20 years of experience in the capital markets. He has authored articles in leading publications, participated in industry working groups, and moderated conference discussions. Vinod is an expert at providing strategy and operations consulting, and he has worked in trade operations and conducted audit.

Most recently, Vinod served as an Advisory Director and Sales Manager for EZOPS, a fintech firm specializing in data control in post-trade processing. He held various consulting roles at PwC, Headstrong (Genpact), and Wipro Technologies in leading strategy, operations, and regulatory transformation engagements for broker-dealers, asset managers, custody banks, and investment banks. He has also developed an advisory and domain consulting practice, partnered with market utilities and vendors, and negotiated contracts to provide consulting and advisory services. He has led the creation of technical intellectual property across audit, regulatory assurance and reporting, collateral management, and reconciliation.

Vinod has also managed the transition of trust and securities process operations from the U.K. and Luxembourg to delivery centers in India. He started his professional career with National Security Depository Limited, India, conducting operations and compliance audits of stockbrokers, clearinghouses, and transfer agents.

He has an MBA in Finance from Pune University and is a member of The Institute of Cost Accountants of India.

Webinars

Thursday, September 16, 2021 | 11:00 a.m. ET
Is your compliance team playing catch-up when it comes to accurately and efficiently detecting misconduct? Settling for anything less than best-in-class surveillance can put your firm at greater risk of financial, reputational, and regulatory harm. Join NICE Actimize and Aite...
Thursday, September 16, 2021 | 10:00 a.m. ET
The fifth episode of the 2021 Americas FIXinar series takes a deep dive into Repo and Blockchain. As the application of blockchain for repos starts being implemented by some banks, this session will explore whether blockchain is the solution the industry needs to help facilitate this highly...

Analyst Views

July 21, 2021
A data scientist’s dream is to get consistently clean, complete, accurate, and on-demand data sets—and in the form they can use. Data scientists measure and analyze multiple data sets including economic, social, market, environmental, and political information. Portfolio managers expect their data scientist teams to analyze large/disparate data sets within their models to provide the most...
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Events

Jun 15, 2021
Virtual Event
Jun 8-9, 2021
Virtual Event
The Digital Wealth & CX Tech Forum – Virtual is hosted by AltAssets and FinTech Global, sister companies with deep, long-standing relationships with financial institutions, investors and technology companies.

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