Vinod Jain

Vinod Jain

Strategic Advisor

Areas of Expertise: Blockchain/DLT, Brokerage Operations and Compliance, Buy-Side Research, Cash Management, Cloud, Compliance, Corporate Actions, Credit/Interest Rate, Custody, Customer Onboarding, Data Management, Digital Transformation, Equities Market, Financial Market Infrastructure, Fixed Income, Foreign Exchange, Front-Office Trading Technology, Fund Administration, Know Your Customer (KYC), Liquidity Management, Listed and OTC Derivatives, Machine Learning and AI, Market Structure, Post-Trade Processing and Technology, Regulations, Vendor Management

Vinod Jain is a Strategic Advisor who supports the efforts of Aite-Novarica’s Capital Markets team, focusing on distributed ledger technology, tokenization, central bank digital currencies, stablecoins, cryptocurrencies, private markets (equity and credit), institutional trading operations, post-trade processing, surveillance (trade, market, and communication), and regulatory compliance across equity, fixed income, and OTC derivatives.

Vinod brings to Aite-Novarica Group over 20 years of experience in the capital markets. He has authored articles in leading publications, been quoted in leading publications, participated in industry working groups, and moderated industry conference discussions. Vinod is an expert at providing strategy and operations consulting, and he has worked in trade operations and conducted audits.

Most recently, Vinod served as an Advisory Director and Sales Manager for EZOPS, a fintech firm specializing in data control in post-trade processing. He held various consulting roles at PwC, Headstrong (Genpact), and Wipro Technologies in leading strategy, operations, and regulatory transformation engagements for broker-dealers, asset managers, custody banks, and investment banks. He has also developed an advisory and domain consulting practice, partnered with market utilities and vendors, and negotiated contracts to provide consulting and advisory services. He has led the creation of technical intellectual property across audit, regulatory assurance and reporting, collateral management, and reconciliation.

Vinod has also managed the transition of trust and securities process operations from the U.K. and Luxembourg to delivery centers in India. He started his professional career with National Security Depository Limited, India, conducting operations and compliance audits of stockbrokers, clearinghouses, and transfer agents.

He has an MBA in Finance from Pune University and is a member of The Institute of Cost Accountants of India.

Webinars

Thursday, May 25, 2023 | 8:00 a.m. ET
The Securities and Exchange Commission is shortening the settlement cycle for most routine securities transactions from two days (T+2) to one (T+1) by May 28, 2024. What will this mean for buy-side trading and operations personnel, both in the US and abroad? Approximately 40% of investment in...
Tuesday, February 7, 2023
Clients, please be sure to login to view the full on-demand recording of the webinar. If you’re not a client and you’re interested in viewing the on-demand recording of the webinar, please click here. We see 2023 as the time to revisit core business and operating models....

Blogs

March 27, 2023
Bloomberg’s acquisition of Broadway Technologies follows on the heels of AxeTrading being acquired by Trading Technologies and the 2021 acquisition of LIST Group by ION. With so much activity in this space in recent years, you may be wondering, “Why all the interest in fixed income connectivity solutions?” The surge in fixed income electronic trading has significantly increased the importance...
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December 23, 2022
On December 20, 2022, the European Securities and Markets Authority (ESMA) published guidelines to enhance the harmonization and standardization of reporting under EMIR with broader global standards.  The rules are being rewritten to enhance transparency and increase data quality in the reporting process. The guidelines have a broad impact across trade, transaction, life-cycle events,...
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