Trade Surveillance and Compliance Technology: 2019 Budget Outlook
Report Summary
Trade Surveillance and Compliance Technology: 2019 Budget Outlook
In most aspects, compliance budgets are following the expansion trends identified during the past three years.
Boston, November 21, 2018 – Firms’ compliance budgets—once skimpy and pared down to cover bare necessities—have burgeoned to the point of near generosity, as financial firms across the globe have gradually realized the value of employing a more proactive regulatory response strategy. Trade surveillance and monitoring technology continues to be a top spend allocation throughout these efforts. Specific budget allocations, however, are being consistently tweaked and redirected to fulfill the remaining weak spots in firms’ compliance infrastructures.
This report, which updates Aite Group’s 2018 compliance budget analysis and continues Aite Group’s coverage of the trade surveillance and compliance space, provides a detailed analysis of the current state and near- to mid-term outlook of trade surveillance and compliance spending, including insight into emerging spending trends by firm segment. It is based on proprietary Aite Group research as well as data collected in 2015, 2016, 2017, and 2018 through the Nasdaq and Aite Group Global Compliance Survey.
This 27-page Impact Note contains 18 figures and one table. Clients of Aite Group’s Institutional Securities & Investments service can download this report, the corresponding charts, and the Executive Impact Deck.
This report mentions Nasdaq.