Trade and Portfolio Compliance Technology: The Second Act
Report Summary
Trade and Portfolio Compliance Technology: The Second Act
Striving to alleviate clients’ pain, vendors offer greater support through partnerships and further system integration.
Boston, September 16, 2015 – The global trade and portfolio compliance market is a mature one, and its marketplace accepts it as a necessary tool. But asset management firms of all types continue to push through one of the toughest regulatory, political, economic, and market environments in history, and the vendors of trade compliance systems face these same challenges along with their clients. Can this technology continue to evolve to keep abreast of regulatory requirements and meet investment mandates?
This report, the first in a two-part series, overviews the trade and portfolio compliance market and discusses the major trends that define the evolution of this technology’s second act. It is based on May 2015 interviews with trade and portfolio compliance technology vendors, interactive demonstrations of platform capabilities, and interviews with buy-side firms.
This 25-page Impact Report contains five figures and one table. Clients of Aite Group’s Institutional Securities & Investments service can download this report.