Top 10 Trends in Institutional Securities & Investments, 2018: Regulatory Roulette
Report Summary
Top 10 Trends in Institutional Securities & Investments, 2018: Regulatory Roulette
Regulatory extraterritoriality is a persistent industry concern, and friction between regulators could come to a head in 2018.
Boston, January 4, 2018 – 2017 was dominated by industry discussion about regulatory and political change and their potential long-term impacts on the capital markets. Regulators in the United States are focusing on the simplification (and possible rollback or redesign) of current compliance regimes, whereas Europe has just implemented one of the most wide-reaching regulations across its capital markets (and beyond)—the second Markets in Financial Instruments Directive (MiFID II). This year will prove to be the year of regulatory roulette as firms’ C-suites determine their strategic approach to meeting compliance requirements, especially as some regimes appear to conflict with each other.
This 31-page Impact Note contains 11 figures. Clients of Aite Group’s Institutional Securities & Investments service can download this report and the corresponding charts.
This report mentions Bloomberg, Cboe, CME, Deutsche Boerse, ICE, IEX, IBM, LSE, MSCI, Nasdaq, Schroders, Symphony, and Thomson Reuters.