Boston, June 3, 2021 – The siloed approach to trade, communication, and market surveillance has led to challenges in achieving transparency and data visibility across multiple venues and asset classes. This model of siloed surveillance is not sustainable in the long run. Going forward, firms will need to focus more on risk-based surveillance programs, increase the capability to link structured data with unstructured data to achieve a complete view of activity, develop models to build surveillance for new asset classes, and strive toward more automation in traditional alert-based surveillance programs.
This report highlights areas of the business that surveillance technology providers are addressing and how solutions are evolving alongside industry developments. It also addresses answers to relevant questions for those seeking a solution. It is based on data collected through a request-for-information process with 18 vendors of surveillance technologies. Data collection took place during Q3 and Q4 2020Â and Q1 2021.
This 27-page Impact Report contains 14 figures and two tables. Clients of Aite Group’s Institutional Securities & Investments service can download this report, the corresponding charts, and the Executive Impact Deck.
This report mentions Abel Noser Solutions, ACA Compliance Group, BAE Systems, Bloomberg, b-next group, Eventus Systems, Features Analytics, FIS, GMEX, Intellect Design, Kx, List Group, Nasdaq, NICE Actimize, OneTick, S3 Matching Technologies, Scila AB, SteelEye, and TradingHub Group Limited.
About the Author
Vinod Jain
Vinod Jain is a Strategic Advisor who supports the efforts of the Capital Markets team at Datos Insights, focusing on distributed ledger technology, tokenization, central bank digital currencies, stablecoins, cryptocurrencies, private markets (equity and credit), institutional trading operations, post-trade processing, surveillance (trade, market, and communication), and regulatory compliance across equity, fixed income, and OTC derivatives. Vinod brings to Datos Insights over...